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Regulatory Disclosure
These disclosures describe our advisory services, fees, risks, and business practices so clients and prospects can evaluate the relationship clearly. Aurea is a Wisconsin state-registered investment adviser, and our public filing is available through IAPD.
Verify on SEC Investment Adviser Public Disclosure (IAPD)All current regulatory documents for Aurea Investments, LLC. Each link below downloads a PDF directly. Detailed summaries are available below.
Form ADV Part 2A
Firm Brochure · Last updated March 26, 2026
Form ADV Part 2B
Brochure Supplement · Last updated October 28, 2025
Investment Advisory Agreement
Client Agreement · Last updated March 26, 2026
Code of Ethics
Standards of Conduct · Last updated February 19, 2026
Firm Brochure
Last Updated: March 26, 2026
This brochure provides information about the qualifications and business practices of Aurea Investments, LLC.
Investment advisory services offered through Aurea Investments, LLC. Registration as an investment adviser does not imply a certain level of skill or training. The information in this document is provided for informational purposes only.
The complete Form ADV Part 2A is available in PDF format for viewing, downloading, or printing.
Aurea provides discretionary and non-discretionary portfolio management for individuals and non-discretionary 401(k) plan advisory services for plan sponsors.
Portfolio-management fees are charged on a blended tiered AUM schedule and billed monthly in arrears. 401(k) advisory fees are negotiable, documented in a written agreement, and billed quarterly in arrears.
Depending on strategy and account authority, material risks can include market risk, concentration risk, options risk, margin risk, and the amplified volatility and path dependence associated with inverse or leveraged ETFs.
The brochure also discloses retirement-plan advisory conflicts, including the Senior Management Inc. 401(k) relationship, rollover/custody conflicts, and the written steps Aurea uses to mitigate them.
342 N Water St Suite 600, Milwaukee, WI 53202, United States
Milwaukee, WI 53202
Phone: (414) 236-6960 ext. 800
Email: contact@aureainvestmentsco.com
Website: aureainvestmentsco.com
Schedule a call: aureainvestmentsco.com/contact